Regulation report 2015

371 financial compliance inspections carried out at Scottish firms - 27% of all firms.

Complaints

Conduct Complaints: New investigations 226, Investigations closed 236, Active investigations at year end 181, Suspended files at year end 107.

Investigations closed
Professional Conduct Committee decision 213
Complaint withdrawn by complainer 15
Complaint closed for other reasons 7
No complaint 1
Total 236

Professional Conduct Committee decisions: Total 212/Continues 2

Scottish Solicitors’ Discipline Tribunal
Decisions made during the year

Graph 3No Text
  •  30% Struck Off (8)
  •  18% Censure (5)
  •  18% Censure & Fine (5)
  •  4% Censure, Fine & Compensation (1)
  •  11% Censure & Restriction (3)
  •  15% Censure, Restriction & Compensation (4)
  •  4% Suspended (1)

The full report is available from the SSDT 

Details of service complaints can be found on the SLCC website