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Assure

  1. Home
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  4. Annual plan 2018 - 19
  5. Assure

We take our duty to the public extremely seriously. We promise to ASSURE our members’ clients and employers by setting and upholding standards that ensure they receive excellent legal and customer service. To help us achieve this we will carry out the following activities between 1 November 2018 and 31 October 2019.

1.1 Anti-money laundering

We will enhance our role as an anti-money laundering supervisor by implementing the recommendations of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS).

1.2 Complaints handling 

We will undertake a review of our existing procedures for investigating complaints and work with the Scottish Government and Scottish Legal Complaints Commission to agree changes to improve the statutory processes around legal complaints handling

1.3 Practising certificate regulation

We will review and improve the policies, processes and rules around the issuing of practising certificates and removal from the roll of solicitors.

1.4 Licensed Providers 

We will seek final authorisation from the Scottish Government as an approved regulator of licensed legal service providers and commence our first licensing of new entities.

1.5 Financial compliance and client accounts 

We will seek to enhance public protection around client funds by assessing best practice from other legal jurisdictions and reviewing the opportunity to offer new products to the profession around client accounts.

1.6 Review of legal services regulation

We will work with the Scottish Government and stakeholders, using the report of the independent review of legal services regulation to build a consensus in creating new, flexible and permissive legislation.

1.7 Admission to the profession

We will embed the processes and guidance around our new admission regulations and allow, subject to the Lord President’s approval, early admission by trainees.

1.8 Specialist accreditation

We will undertake research with a view to enhancing specialist accreditation within the profession, creating new categories in response to demand from the membership in those areas. We will maintain specialist accreditation as a quality mark within the profession, using member feedback to identify where new categories are required.

1.9 Accreditation standards

We will agree changes to enhance the standards for accredited providers of the LLB law degree and Diploma in Professional Legal Practice.

1.10 Route to qualification

We will introduce changes to the outcomes required from the current process to qualify as a solicitor and work towards a solicitor apprenticeship route to qualification.

Annual plan 2018 - 19

Our annual plan for 1 November 2018 – 31 October 2019 includes 31 ambitious and exciting projects to help us to deliver our five strategic goals to ASSURE, SERVE, EXCEL, INFLUENCE and GROW.

Read more about Annual plan 2018 - 19
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