Rules

C2: Incidental Financial Business

This rule 2 makes provision for the carrying on by practice units of incidental financial business.

Guidance

C2: Incidental Financial Business Generally

An individual solicitor or firm of solicitors can undertake certain regulated activities and thereby be exempt from the requirement to be authorised by the FSA if that solicitor/firm is licensed by the Society under Part XX of the Financial Services and Markets Act 2000.

C2: Pension Sharing on Divorce

Under the Welfare Reform and Pensions Act 1999 the following guidance in relation to the requirements of the financial services legislation has been given to the Society. There are three stages to be considered separately in this area.

C2: Conduct of Consumer Credit work

The regulatory regime for consumer credit work changed on 1 April 2014.

Advice and Information

no Advice and Information for this topic

Forms and Fees

C2: Incidental Financial Business Forms

There are two Incidental Financial Business Forms

Alerts

no Alerts for this topic