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Application

Category: Rule

Save where and to the extent stated to the contrary in any of these rules: if you are a solicitor the following rules apply to you

Application

Category: Guidance

Rule 3 in Section A of the rules sets out which of the practice rules apply to the different categories of regulated person both generally and when engaged in certain types of work.

Application

Category: Rule

Save when and to the extent engaged in cross-border practice you shall comply with the standards of conduct set out in this rule 1.

Application

Category: Guidance

The standards of conduct contained in rule B1 do not apply when you are engaged in cross-border practice. Note that this term does not encompass transactions or activity between the constituent parts of the United Kingdom.

Applying for waiver

Category: Advice and Information

All applications for waiver should be made on the relevant form (see the Forms and Fees related to Rule A5) and addressed to the Secretary of the Rules, Waivers and Guidance Sub-Committee.

Applying for Waiver

Category: Advice and Information

All applications for waiver should be made on the relevant form (see the Forms and Fees related to Rule A5) and addressed to the Secretary of the Rules, Waivers and Guidance Sub-Committee.

Applying for Waivers of Practice Rules

Category: Advice and Information

Rule A5 provides that the Council may waive practice rules except those specified in Schedule 2 to the rules.

Approval of Executry and Trust Accounting

Category: Guidance

Guidance on approval by beneficiaries of a final accounting before distribution and settlement

ARTL Mandates

Category: Rule

You shall neither authenticate, nor apply for registration in the Land Register of, a document created as an electronic communication within the ARTL System on behalf of any person unless you have obtained a mandate in your favour

Associates, Consultants and Employees

Category: Rule

You shall not cause or permit the name of any person to appear on the nameplate or professional stationery of the practice unit of which you are a manager unless that person is:

C2: Conduct of Consumer Credit work

Category: Guidance

The regulatory regime for consumer credit work changed on 1 April 2014.

Ceasing Practice

Category: Advice and Information

This information will assist those planning to cease (or wind up) a practice.